Headline

Senior Compliance Manager

Financial Services

Sara has over 14 years’ experience in retail financial services, and her successful background combines project management with extensive experience in investments, retail banking, and insurance. As a Senior Manager and motivational award-nominated leader, with over 20 years of leadership experience, she has a specific focus on identifying, regulating and remediating conduct risk related issues. This includes corporate governance, complaint handling governance, advice suitability, outcomes testing, and compliance monitoring. Her background at successfully managing and implementing Group-wide regulatory driven, technology driven, and operational projects reflects Sara’s key strengths of building and maintaining key relationships, challenging and influencing senior stakeholders (including Board Level) and delivering in collaboration with stakeholders, solutions to complex regulatory, technology and operational challenges. Sara is a Level 4 qualified financial adviser and holds the Diploma in Financial Advice, as well as the Certificate in Financial Advice (1, 2, 3 and 4)

Experience

Senior Compliance Manager 10 Years

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Skills

Level 4 DipFA
Sara Haworth

Senior Compliance Manager

Sara Haworth

Senior Compliance Manager

Skills

Level 4 DipFA

DuoMe

How DuoMe Helps

Flexible Working

Find jobs offering part time, remote working, or flexible hours

Learn More

Understand your Flexible Working options

Message Others

Connect with potential Job Share partners